Mahum Raza Prasad

Current Employers

Northwest Asset Management

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-07-03
WA	RA	APPROVED	2016-10-19

CA RA
APPROVED

Since 2019-07-03
WA RA
APPROVED

Since 2016-10-19

Branch Locations

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Lawndale, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwest Asset Managment	Mercer Island	WA	09/2015	Present

09/2015 → Present

Northwest Asset Managment

Mercer Island, WA

Other Businesses

Freelance marketing for non-financial firms. Helps create websites and marketing pieces for small businesses and individuals. Less than 5 hours per month--none during securities hours. 2-5% of income. Moovden, LLC; investment related; same address; real estate; agent and investor; start date: 9/26/24; 20 hours per month, none during securities trading hours; real estate agent services and buying, selling and renting properties.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-10-18

S65 Uniform Investment Adviser Law Examination

2016-10-18

Other Names

Dessy Raza Prasad
Mahum Raza

View on SEC IAPD