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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-02 |
| MD | RA | APPROVED | 2017-05-01 |
Branch Locations
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Washington | DC | 02/2016 | 04/2017 |
| Morgan Stanley Smith Barney Llc | Houston | TX | 04/2017 | Present |
*594060- Real Estate; Investment related -Yes; Houston, Texas; Real Estate; (proprietor, partner, officer, director, employee, trustee, agent); 5/2024; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-23 |
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