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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-15
  • NC RA
    APPROVED
    Since 2022-09-15

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Waxhaw, NC • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-15
  • NC RA
    APPROVED
    Since 2022-09-15

Branch Locations

Waxhax, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Horace Mann Investors, Inc Nashville TN 04/2006 05/2022
Us Army Reserve Concord NC 05/1991 Present
Horace Mann Companies Springfield IL 05/2016 05/2022
Lincoln Investment Fort Washington PA 07/2022 Present
Capital Analysts Fort Washington PA 07/2022 Present
Previous Registrations
  • 2018-10-15 → 2022-06-07
    Gallatin, TN
    Nashville, TN
    Springfield, IL
    Gallatin, TN
    Charlotte, NC
    Hendersonville, TN
    Springfield, IL
Other Businesses

MAMADORFF WRITES, LLC POSITION: Registered agent NATURE: Writing/Author INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2023 ADDRESS: 6717 Wesley Glen Dr, Waxhaw NC 28173, United States DESCRIPTION: My wife is an author and she has this LLC for her writing business. I have no role in the company except as the registered agent because I created the LLC for her. EQV WEALTH MANAGEMENT, LLC POSITION: I own this LLC. NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/28/2022 ADDRESS: 6717 Wesley Glen Dr, Waxhaw NC 28173, United States DESCRIPTION: This is the LLC that I run my Lincoln Investment securities business through for tax purposes. US ARMY RESERVE POSITION: Instructor, Command & General Staff College (Lieutenant Colonel) NATURE: Army INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 05/23/1991 ADDRESS: 500 Wilshire Avenue SW, Concord NC 28025, United States DESCRIPTION: Instructor duties including but not limited to teaching courses to officers, attending certification courses, conducting inquiries, annual training.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-21
  • S63 Uniform Securities Agent State Law Examination
    2006-04-21
Designations
Other Names
  • Dale Alan Migledorff

View on SEC IAPD

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