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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-23 |
| TX | RA | APPROVED | 2023-10-20 |
Branch Locations
801 Brickell Avenue Suite 2100, Miami, FL 33131 • United States
Coral Gables, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 03/2014 | Present |
| Rbc Capital Markets, Llc | Miami | FL | 10/2023 | Present |
I*520254 For profit or not for profit: Entity For Profit Name of outside business organization: OPERA 4032 LLC Investment related: N Address of business: 2030 S DOUGLAS RD, APT 515, CORAL GABLES, FL 33134 Nature of business: ["Limited Liability Company"] ENTITY HOLDS FUNDS FROM PASSIVE REAL ESTATE INCOME Position, title, association: ["Owner"], Start date of relationship: 9/13/2020 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: PROPERTY MAINTENANCE EXPENSES / RENTAL CONTRACTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-22 |
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