Malinda Dawn Sutton

Current Employers

Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-11-20

CO RA
APPROVED

Since 2023-11-20

Branch Locations

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

980 Pico Point, Colorado Springs, CO 80905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rainsberger Wealth Advisors	Colorado Springs	CO	07/2013	04/2024
Waverly Advisors, Llc	Colorado Springs	CO	10/2023	Present

07/2013 → 04/2024

Rainsberger Wealth Advisors

Colorado Springs, CO
10/2023 → Present

Waverly Advisors, Llc

Colorado Springs, CO

Previous Registrations

2023-07-15 → 2024-04-02

Rainsberger Wealth Advisors

Colorado Springs, CO

Other Businesses

I am a registered CO attorney. I have an inactive but valid license. I do not practice law currently. I have the option to receive a bonus of 100% of a new clients first quarter fees- I have only opted to take it once in 2019

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-07-15

S65 Uniform Investment Adviser Law Examination

2023-07-15

View on SEC IAPD