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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-13
  • NY RA
    APPROVED
    Since 2021-05-13

Branch Locations

1425 Jefferson Rd, Rochester, NY 14623 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

1425 Jefferson Rd, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 06/2014 01/2017
Ellyn Schaefer Cpa Pittsford NY 06/1994 Present
Legend Advisory Corporation Palm Beach Gardens FL 07/2015 09/2019
Lincoln Investment Pittsford NY 01/2017 Present
  • 06/2014 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 06/1994 → Present
    Ellyn Schaefer Cpa
    Pittsford, NY
  • 07/2015 → 09/2019
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Pittsford, NY
Previous Registrations
  • 2015-07-10 → 2019-10-04
    Legend Advisory, Llc
    Pittsford, NY
    Palm Beach Gardens, FL
Other Businesses

CPA AND BADEN STREET SETTLEMENT OF ROCHESTER POSITION: CPA-owner and accountant at Baden Street NATURE: CPA INVESTMENT RELATED: No NUMBER OF HOURS: 88 SECURITIES TRADING HOURS: 50 START DATE: 01/02/1994 ADDRESS: 1425 Jefferson Rd, Rochester NY 14623, United States DESCRIPTION: CPA owner, Financial statments, tax pre and bookkeeping services and accountant at non profit for CPA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-15
  • S66 Uniform Combined State Law Examination
    2015-05-15
Other Names
  • Ellyn Amelia Adam

View on SEC IAPD

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