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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-10-14 |
| TX | RA | APPROVED | 2021-03-18 |
Branch Locations
1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States
8595 S Tamiami Trail, Sarasota, FL 34238 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Venice | FL | 04/2012 | Present |
| Wells Fargo Clearing Services, Llc | Venice | FL | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-13 |
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