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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-23
RI RA APPROVED 2018-08-23
  • FL RA
    APPROVED
    Since 2024-10-23
  • RI RA
    APPROVED
    Since 2018-08-23

Branch Locations

25 Faunce Corner Road, Dartmouth, MA 02747 • United States

606 Dartmouth Street, So. Dartmouth, MA 02748 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 03/2014 04/2017
Citizens Securities, Inc. Riverside RI 04/2017 12/2017
Citizens Securities, Inc. Riverside RI 12/2017 08/2021
Citizens Bank Riverside RI 12/2017 08/2021
Citizens Securities, Inc. South Darmouth MA 08/2021 10/2024
Citizens Securities, Inc. South Darthmout MA 10/2024 10/2025
Citizens Securities, Inc. Darthmout MA 10/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-22
S63 Uniform Securities Agent State Law Examination 2017-12-07
  • S65 Uniform Investment Adviser Law Examination
    2018-08-22
  • S63 Uniform Securities Agent State Law Examination
    2017-12-07

View on SEC IAPD

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