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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-23 |
| RI | RA | APPROVED | 2018-08-23 |
Branch Locations
25 Faunce Corner Road, Dartmouth, MA 02747 • United States
606 Dartmouth Street, So. Dartmouth, MA 02748 • United States
1 Citizens Bank Way, Johnston, RI 02919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 03/2014 | 04/2017 |
| Citizens Securities, Inc. | Riverside | RI | 04/2017 | 12/2017 |
| Citizens Securities, Inc. | Riverside | RI | 12/2017 | 08/2021 |
| Citizens Bank | Riverside | RI | 12/2017 | 08/2021 |
| Citizens Securities, Inc. | South Darmouth | MA | 08/2021 | 10/2024 |
| Citizens Securities, Inc. | South Darthmout | MA | 10/2024 | 10/2025 |
| Citizens Securities, Inc. | Darthmout | MA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-07 |
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