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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-02-14 |
| IN | RA | APPROVED | 2018-02-14 |
| MO | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED_RES | 2018-02-14 |
Branch Locations
1197 Spur Dr, Marshfield, MO 65706 • United States
170 E Us Highway 54, Camdenton, MO 65020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 07/2015 | Present |
| Central Bank Of The Ozarks | Marshfield | MO | 07/2015 | Present |
| Lpl Financial Llc | Marshfield | MO | 02/2018 | Present |
1. 02/14/2018 - Investor Services Insurance - Investment Related - At Reported Business Location(s) - Insurance Agency - agent - Start Date 7/13/2015 - 10 Hours Per Month. 2. 03/08/2018 - Central Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-07 |
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