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Brittany A Mallo

Raymond James & Associates, Inc.

Chicago, IL

Tinley Park, IL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-04-30
TX RA APPROVED 2018-04-30
  • IL RA
    APPROVED
    Since 2018-04-30
  • TX RA
    APPROVED
    Since 2018-04-30

Branch Locations

120 S Riverside Suite 700, Chicago, IL 60606 • United States

Tinley Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 03/2014 04/2018
Raymond James & Associates, Inc. Chicago IL 04/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-17
  • S66 Uniform Combined State Law Examination
    2017-03-17
Other Names
  • Brittany Ann Mallo

View on SEC IAPD

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