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7045 College Blvd 5Th Floor, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-06-01 |
Branch Locations
7045 College Blvd 5Th Floor, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb Financial Corp | Kansas City | MO | 01/2013 | 12/2018 |
| Palmer Square Capital Management | Mission Woods | KS | 12/2018 | 02/2020 |
| Foreside Fund Services, Llc | Mission Woods | KS | 01/2019 | 02/2020 |
| Lockton Companies Llc | Kansas City | MO | 03/2020 | Present |
| Lockton Financial Advisors, Llc | Kansas City | MO | 03/2020 | Present |
| Lockton Investment Advisors, Llc | Kansas City | MO | 03/2020 | Present |
LOCKTON COMPANIES, LLC; 444 W. 47TH STREET, SUITE 900, KANSAS CITY, MO 64112; LOCKTON COMPANIES, LLC IS AN INSURANCE BROKERAGE FIRM. LESS THAN 5% OF MY TIME I PROVIDE GENERAL INSURANCE BROKERAGE SERVICES (HEALTH INSURANCE, GROUP LIFE INSURANCE, ETC.) TO CLIENTS. LOCKTON INVESTMENT ADVISORS, LLC; 444 W. 47TH STREET, SUITE 900, KANSAS CITY, MO 64112; APPROXIMATELY 85 % OF MY TIME I PROVIDE INVESTMENT ADVISORY SERVICES THROUGH LOCTON INVESTMENT ADVISORS, LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-13 |
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