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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-04
FL RA APPROVED 2017-03-01
  • TX RA
    APPROVED
    Since 2018-05-04
  • FL RA
    APPROVED
    Since 2017-03-01

Branch Locations

Santa Rosa Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Boca Raton FL 05/2013 02/2017
Lpl Financial Llc Santa Rosa Beach FL 02/2017 Present
Integrated Wealth Concepts Llc Boca Raton FL 02/2017 Present
  • 05/2013 → 02/2017
    Lincoln Financial Advisors
    Boca Raton, FL
  • 02/2017 → Present
    Lpl Financial Llc
    Santa Rosa Beach, FL
  • 02/2017 → Present
    Boca Raton, FL
Previous Registrations
  • 2013-05-17 → 2017-03-02
    Osaic Fa, Inc.
    Boca Raton, FL
    Glastonbury, CT
    Deerfield Beach, FL
    Boca Raton, FL
  • 2009-01-28 → 2013-06-06
    Ameritas Investment Company, Llc
    Boca Raton, FL
  • 2006-08-03 → 2008-12-22
    Boca Raton, FL
Other Businesses

1. 02/17/2017 - RANKIN PRIVATE WEALTH/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 45%/ FORT LAUDERDALE, FL 2. 02/17/2017 - MICHAEL RANKIN/ NON-VARIABLE INSURANCE/ 10%/ BOCA RATON, FL 3. 03/08/2017 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 100% Time Spent. 4. 3/15/2017 - Integrated Wealth Concepts, LLC - DBA: Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in February 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 3/15/2017 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month/6 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in February 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 7. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 8. 11/10/2023 - Integrated Wealth Concepts DBA Grayt Expectations Financial Planning - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 10/25/2023 - 80 Hrs/Mo During Trading. 9. 12/04/2023 - Grayt Expectations Financial Planning - Inv Related - AT Reported Business location(s) - DBA for LPL Business (entity for LPL business) - Started: 10/25/2023 - 80 Hrs/Mo During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-01
  • S66 Uniform Combined State Law Examination
    2006-08-01
Designations

View on SEC IAPD

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