Adam T Hartman

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-30
MD	RA	APPROVED	2015-06-15
VA	RA	APPROVED	2015-06-15

TX RA
APPROVED_RES

Since 2020-04-30
MD RA
APPROVED

Since 2015-06-15
VA RA
APPROVED

Since 2015-06-15

Branch Locations

Bethesda, MD • United States

4800 Montgomery Lane Ste 320, Bethesda, MD 20814-3429 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Bethesda	MD	06/2015	03/2020
Ameriprise Financial Services, Llc	Bethesda	MD	03/2020	Present

06/2015 → 03/2020

Ameriprise Financial Services, Inc.

Bethesda, MD
03/2020 → Present

Ameriprise Financial Services, Llc

Bethesda, MD

Other Businesses

Business Ownership; HH BMD Enterprises LLC; Oversee HR, manage employees, assist with expense tracking and management; Management of human resources and business expenses; 4800 Montgomery Lane, Suite 320, Bethesda, MD, 20814; Not Investment-Related; 07/01/2021; 20 to 39 hours per month; 10 to 19 during trading hours. Outside Employment; HH BMD Enterprises LLC; Co-owner; Manage advisory business; 4800 Montgomery Lane, Suite 320, Bethesda, MD, 20814; Investment-Related; 07/01/2021; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-17

S66 Uniform Combined State Law Examination

2014-11-17

Other Names

Adam Todd Hartman
Adam Hartman
Adam T. Hartman

View on SEC IAPD