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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Southlake | TX | 02/2016 | 02/2018 |
| Td Ameritrade, Inc. | Arlington | TX | 02/2018 | 12/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 12/2019 |
| Charles Schwab & Co., Inc. | Poolville | TX | 12/2019 | Present |
1) Bar T Ranch/Casco | Investment Related:No|4200 South Hulen Ste. 614|Fort Worth |Tx|76109|United States|Agriculture/Forestry/Fishing|Day Labor|10/21/2022|Less than 20|0|A few days a year they want me to help work cattle as a day worker. There is no financial services or investment related responsibilites. I would only work for them if I had a day off from Schwab., 2) Dry Creek Beef/Evers Ranches | Investment Related:No|Agriculture/Forestry/Fishing|Owner|1/1/2025|Less than 20|0|I will be purchasing a small number of cattle to feed and potentially sell beef directly to individuals and will be responsible for all aspects of the business such as labor to raise the cattle and overseeing the financials of the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-05 |
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