Best Investors Account Sign in
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-05
  • TX RA
    APPROVED
    Since 2023-09-05

Branch Locations

11901 Toepperwein Rd Ste 1100, Live Oak, TX 78233 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi San Antonio TX 08/2011 08/2022
Ameriprise Financial Services San Antonio TX 08/2022 01/2023
Edward Jones St Louis MO 09/2023 Present
Unemployed San Antonio TX 01/2023 09/2023
  • 08/2011 → 08/2022
    Citi
    San Antonio, TX
  • 08/2022 → 01/2023
    Ameriprise Financial Services
    San Antonio, TX
  • 09/2023 → Present
    St Louis, MO
  • 01/2023 → 09/2023
    Unemployed
    San Antonio, TX
Previous Registrations
  • 2022-08-26 → 2023-01-19
    San Antonio, TX
  • 2011-08-16 → 2022-08-30
    Jacksonville, FL
    Chicago, IL
    San Antonio, TX
    San Antonio, TX
    Jacksonville, FL
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
  • 2009-05-02 → 2010-07-13
    Chase Investment Services Corp.
    Irvine, CA
    San Antonio, TX
  • 2008-01-07 → 2009-05-02
    Wamu Investments, Inc.
    San Antonio, TX
    Irvine, CA
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-05
  • S66 Uniform Combined State Law Examination
    2008-01-05
Other Names
  • Diane Sam Marcus

View on SEC IAPD

More in Live Oak, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor