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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Danvers | MA | 02/2014 | 12/2019 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 12/2019 |
| Ubs Financial Services | Boston | MA | 12/2019 | Present |
OAA#: 33723 | ORG NAME:CUTTAIL CHARTERS | ORG ADDR:MARBLEHEAD, MA, US | NATURE OF BUS:FISHING CHARTERS | INVST REL:N | TITLE:FISHING GUIDE | DUTIES:I WILL TAKE PEOPLE FISHING AND CATCH MULTIPLE SPECIES. | START DT:06/01/2015 | TOTAL HRS P/M:6 | SEC TRDNG HRS P/M:0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-20 |
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