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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-02
  • TX RA
    APPROVED
    Since 2026-03-02

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

14755 Preston Rd Suite 700, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Air Force Reserve Fort Worth TX 09/2002 04/2023
Edward Jones St Louis MO 03/2014 06/2018
Ameriprise Financial Services Inc Richardson TX 06/2018 12/2018
Fisher Investments Plano TX 01/2019 03/2022
Mai Capital Management Llc Fort Worth TX 08/2022 12/2023
Calamos Wealth Management Llc Naperville IL 02/2024 11/2025
Hightower Advisors, Llc. Chicago IL 03/2026 Present
Sabbatical Fort Worth TX 12/2025 03/2026
Previous Registrations
Other Businesses

OBA Name: Fort Worth Scottish Rite. Role: Investment Committee Member. Duties: I will serve on the Investment Committee of the Fort Worth Scottish Rite Foundation. A 501(c)(3) organization. The Committee’s responsibility is to select an investment manager for the Foundation’s principal investment accounts. The Committee is also responsible for the adoption of an investment policy for the financial assets of the Cooke Legacy fund of the Foundation. The Cooke Legacy Fund is approximately $317,000. The Foundation’s principal investments account are approximately $5,000,000. Investment related. Time spent: approximately 1-2 hours per month outside of trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-16
  • S66 Uniform Combined State Law Examination
    2014-05-16
Other Names
  • James Ian Maher
  • James Maher

View on SEC IAPD

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