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Denise S Lee

Perigon Wealth Management, LLC

San Francisco, CA

Irvine, CA

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Current Employers
Perigon Wealth Management, Llc

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-14
  • CA RA
    APPROVED
    Since 2025-07-14

Branch Locations

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

1130 Roosevelt, Irvine, CA 92620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marrick Wealth Irvine CA 07/2022 06/2025
The Ayco Company, L.P. Newport Beach CA 05/2021 05/2022
Spectrum Capital Investment Group, Inc. Irvine CA 07/2015 03/2021
Perigon Wealth Management, Llc Irvine CA 07/2025 Present
  • 07/2022 → 06/2025
    Marrick Wealth
    Irvine, CA
  • 05/2021 → 05/2022
    The Ayco Company, L.P.
    Newport Beach, CA
  • 07/2015 → 03/2021
    Spectrum Capital Investment Group, Inc.
    Irvine, CA
  • 07/2025 → Present
    Perigon Wealth Management, Llc
    Irvine, CA
Previous Registrations
  • 2022-07-21 → 2025-06-30
    Marrick Wealth
    Irvine, CA
  • 2015-07-08 → 2021-03-09
    Spectrum Wealth Management, Llc
    Irvine, CA
  • 2017-11-29 → 2018-02-28
    Empirical Wealth Management
    Irvine, CA
    Seattle, WA
  • 2014-04-26 → 2015-07-01
    Ronald Blue & Co., Llc
    Santa Ana, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-25
  • S65 Uniform Investment Adviser Law Examination
    2014-04-25
Designations
Other Names
  • Denise Lee
  • Denise Lee
  • Denise L Ham

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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