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Raleigh, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Defender Capital | Charlotte | NC | 03/2014 | 12/2019 |
| Diligence Group | Raleigh | NC | 01/2020 | Present |
| Defender Capital | Charlotte | NC | 09/2021 | 03/2024 |
| Walsh Capital Llc | Raleigh | NC | 04/2024 | Present |
1) DILIGENCE GROUP - PARTNER. 1/2020 TO PRESENT. NOT INVESTMENT RELATED, RALEIGH, NC. PRIVATE BUSINESS CONSULTING. SPEND APPROXIMATELY 5 HRS/MONTH ON THIS ACTIVITY, NONE DURING SECURITIES TRADING HOURS. 2) ALL THE ROAD BEFORE US - PERSONAL BLOG WRITER. 2023 TO PRESENT. NOT INVESTMENT RELATED. BLOG IS A SIDE PROJECT TO SHARE IDEAS WITH FAMILY AND FRIENDS. LESS THAN TWO HOURS PER MONTH SPENT ON THIS ACTIVITY, NONE DURING NORMAL TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-21 |
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