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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-02-05
  • FL RA
    APPROVED
    Since 2019-02-05

Branch Locations

605 Crescent Executive Court Suite 320, Lake Mary, FL 32746 • United States

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Koss Olinger & Co., Llc Gainesville FL 03/2014 01/2019
City National Rochdale Lake Mary FL 01/2019 Present
  • 03/2014 → 01/2019
    Koss Olinger & Co., Llc
    Gainesville, FL
  • 01/2019 → Present
    City National Rochdale
    Lake Mary, FL
Previous Registrations
Other Businesses

(1) Name of Entity: E.S. Barrison - Author; Non-investment related; Address: 9815 Nonacrest Drive Orlando, FL 32832; Nature of OBA: Writing and publishing fiction work; Position/Title/Relationship: Sole Proprietor, Other - Independent Fantasy Author; Start Date: 06/14/2020; Time devoted: 40 hours per month; 0 during securities trading hours; Duties: Author.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-08
  • S66 Uniform Combined State Law Examination
    2016-11-08

View on SEC IAPD

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