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10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-07-26 |
Branch Locations
10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade Inc | Bellevue | NE | 03/2006 | Present |
| Nouveau Riche | Ft Worth | TX | 11/2009 | 12/2018 |
| Vestor Capital | Chicago | IL | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-14 |
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