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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-09-19 |
| TX | RA | APPROVED | 2024-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Maritime Center | Hingham | MA | 07/2014 | 11/2020 |
| Horace Mann Investors Inc | Springfied | IL | 07/2015 | 12/2021 |
| Starboard Financial & Insurance Llc/Horace Mann Companies | Springfied | IL | 08/2015 | 12/2021 |
| Citizens Securities, Inc. | Westwood | MA | 01/2022 | 08/2022 |
| Guardian Life Insurance Co/ The Bulfinch Group | Needham | MA | 08/2022 | 08/2024 |
| Park Avenue Securities Llc | Needham | MA | 08/2022 | 08/2024 |
| Citizens Bank | Westwood | MA | 01/2022 | 08/2022 |
| J.P. Morgan Securities Llc | Hingham | MA | 09/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Hingham | MA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-26 |
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