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Edmonds, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-30 |
| WA | RA | APPROVED | 2023-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bastiat Capital, Llc | Plano | TX | 05/2006 | 12/2021 |
| Mindstate Capital | Edmunds | WA | 05/2022 | Present |
| Unemployed | Edmonds | WA | 01/2022 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-14 |
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