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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-02-12 |
| TX | RA | APPROVED_RES | 2021-02-08 |
Branch Locations
25201 Chagrin Blvd Ste 350, Cleveland, OH 44122 • United States
11630 Chillicothe Road Suite 100, Chesterland, OH 44026 • United States
3200 W Market St Ste 7, Fairlawn, OH 44333 • United States
1047 Summit Drive, Middletown, OH 45042 • United States
Twinsburg, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Natcity Investments Inc | Cleveland | OH | 12/2008 | 01/2021 |
| 1St Global Capital Corp. | Beachwood | OH | 03/2010 | 10/2019 |
| Ciuni & Panichi, Inc. | Beechwood | OH | 08/2009 | 01/2021 |
| 1St Global Advisors | Beechwood | OH | 03/2010 | 10/2019 |
| Avantax Advisory Services | Beachwood | OH | 10/2019 | 01/2021 |
| Avantax Investment Services, Inc. | Beachwood | OH | 10/2019 | 01/2021 |
| Ameriprise Financial Services, Llc | Columbus | OH | 01/2021 | Present |
Outside Employment; Certainty of the Uncertainty, LLC; Employee of legal entity; compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-03-24 |
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