Jolene Marie Rizk

Principal Securities, Inc.

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Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-11-05

MN RA
APPROVED

Since 2024-11-05

Branch Locations

Minnetonka, MN • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial	Minneapolis	MN	11/2010	07/2017
Wells Fargo	Roseville	MN	07/2017	06/2021
Principal Life Insurance Company	Minnetonka	MN	06/2021	Present
Principal Securities Inc	Minnetonka	MN	07/2021	Present

11/2010 → 07/2017

Ameriprise Financial

Minneapolis, MN
07/2017 → 06/2021

Wells Fargo

Roseville, MN
06/2021 → Present

Principal Life Insurance Company

Minnetonka, MN
07/2021 → Present

Principal Securities Inc

Minnetonka, MN

Previous Registrations

2013-07-09 → 2015-12-31

Ameriprise Financial Services, Llc

Minneapolis, MN

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-02
S65	Uniform Investment Adviser Law Examination	2012-12-01
S63	Uniform Securities Agent State Law Examination	2008-05-15

S66 Uniform Combined State Law Examination

2024-11-02
S65 Uniform Investment Adviser Law Examination

2012-12-01
S63 Uniform Securities Agent State Law Examination

2008-05-15

Other Names

Jolene Marie Berres
Jolene Marie Moser
Jolene Marie Carpenter
Jolene Marie Moser-Carpenter
Jolene Marie Tenbruin
Jolene Marie Berres-Tenbruin
Jolene M Berres
Jolene Marie Berres
Jolene Marie Rizk
Jolene Rizk

View on SEC IAPD

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