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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

14 Walsh Dr Ste 100, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 04/2014 08/2023
United Airlines Newark NJ 05/2005 Present
Securian Financial Services, Inc St Paul MN 04/2014 08/2023
The Wisenheimers Sparta NJ 06/2008 Present
Allied Wealth Partners Parsippany NJ 06/2014 Present
Cetera Wealth Services, Llc Parsippany NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 04/2014 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 05/2005 → Present
    United Airlines
    Newark, NJ
  • 04/2014 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 06/2008 → Present
    The Wisenheimers
    Sparta, NJ
  • 06/2014 → Present
    Allied Wealth Partners
    Parsippany, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Parsippany, NJ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-09-10 → 2023-08-10
    Securian Financial Services, Inc.
    Parsippany, NJ
    St. Paul, MN
Other Businesses

ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2014 ADDRESS: , Parsipanny NJ , United States DESCRIPTION: Agent/Broker THE WISENHEIMERS POSITION: Member NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2008 ADDRESS: , Sparta NJ , United States DESCRIPTION: Member UNITED AIRLINES POSITION: Employee NATURE: Employee INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2005 ADDRESS: , Newark NJ , United States DESCRIPTION: Employee PRIME ALPINE DEVELOPMENT LLC POSITION: Member NATURE: Real Estate Property Ownership and Membership INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2023 ADDRESS: 5831 Forward Avenue, PMB 528, Pittsburgh PA 15217, United States DESCRIPTION: This is a real estate property ownership and management company that will be actively operated by 3 members. I have no duties or responsibilities directly related to this operation. I will be a member that provide initial funds. A contract will be submitted with this request to field principal.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-08
  • S66 Uniform Combined State Law Examination
    2014-07-08
Designations
Other Names
  • Shuli Raviv

View on SEC IAPD

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