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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-02-08
TX RA APPROVED_RES 2022-01-21
NY RA APPROVED 2022-01-20
  • GA RA
    APPROVED
    Since 2022-02-08
  • TX RA
    APPROVED_RES
    Since 2022-01-21
  • NY RA
    APPROVED
    Since 2022-01-20

Branch Locations

575 Washington Blvd, Jersey City, NJ 07310 • United States

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 05/2014 09/2017
Morgan Stanley New York NY 09/2017 10/2021
J.P. Morgan Securities Llc New York NY 11/2021 Present
Jpmorgan Chase Bank, N.A. New York NY 11/2021 Present
  • 05/2014 → 09/2017
    Ubs
    New York, NY
  • 09/2017 → 10/2021
    New York, NY
  • 11/2021 → Present
    New York, NY
  • 11/2021 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

Effective 11/15/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-01
  • S66 Uniform Combined State Law Examination
    2015-12-01

View on SEC IAPD

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