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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Winthrop Capital Management | Indianapolis | IN | 02/2014 | 12/2017 |
| Charles Schwab & Co., Inc. | Indianapolis | IN | 01/2018 | Present |
| Schwab Wealth Advisory Inc | Carmel | IN | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-11 |
| S65 | Uniform Investment Adviser Law Examination | 2013-12-05 |
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