Joel Morales

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-25
FL	RA	APPROVED	2022-12-19

TX RA
APPROVED

Since 2024-09-25
FL RA
APPROVED

Since 2022-12-19

Branch Locations

17411 Bridge Hill Ct, Tampa, FL 33647 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Financial	Dublin	OH	01/2014	12/2022
Osaic Wealth, Inc.	Tampa	FL	12/2022	Present

01/2014 → 12/2022

Nationwide Financial

Dublin, OH
12/2022 → Present

Osaic Wealth, Inc.

Tampa, FL

Other Businesses

1) PROTEGO PLANNING LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 19320 Yellow Clover Drive, Tampa FL 33647, United States DESCRIPTION: No duties. 2) PLATINUM FINANCIAL GROUP POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/12/2022 ADDRESS: 17411 Bridge Hill Ct, Tampa FL 33647, United States DESCRIPTION: IAR branding and marketing under this business name. 3) PLATINUM FINANCIAL GROUP POSITION: Insurance Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/12/2022 ADDRESS: 17411 Bridge Hill Ct, Tampa FL 33647, United States DESCRIPTION: Sales of fixed insurance.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-12-16
S63	Uniform Securities Agent State Law Examination	2016-10-28

S65 Uniform Investment Adviser Law Examination

2022-12-16
S63 Uniform Securities Agent State Law Examination

2016-10-28