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Vanessa Massiel Ochoa

Hsbc Securities (Usa) Inc.

Miami, FL

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-08-12
AL RA APPROVED 2026-08-07
MD RA APPROVED 2024-08-19
VA RA APPROVED 2024-08-19
TX RA APPROVED 2024-06-04
FL RA APPROVED 2023-06-14
  • PR RA
    APPROVED
    Since 2026-08-12
  • AL RA
    APPROVED
    Since 2026-08-07
  • MD RA
    APPROVED
    Since 2024-08-19
  • VA RA
    APPROVED
    Since 2024-08-19
  • TX RA
    APPROVED
    Since 2024-06-04
  • FL RA
    APPROVED
    Since 2023-06-14

Branch Locations

1441 Brickell Avenue 16Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Miami FL 05/2016 03/2017
Jp Morgan Securities Llc Miami FL 06/2016 03/2017
Hsbc Bank Usa Na Miami FL 04/2017 Present
Hsbc Securities Usa Inc Miami FL 05/2017 Present
  • 05/2016 → 03/2017
    Jp Morgan Chase Bank Na
    Miami, FL
  • 06/2016 → 03/2017
    Jp Morgan Securities Llc
    Miami, FL
  • 04/2017 → Present
    Hsbc Bank Usa Na
    Miami, FL
  • 05/2017 → Present
    Hsbc Securities Usa Inc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-13
S63 Uniform Securities Agent State Law Examination 2014-08-11
  • S66 Uniform Combined State Law Examination
    2023-06-13
  • S63 Uniform Securities Agent State Law Examination
    2014-08-11
Other Names
  • Vanessa Massiel Ochoa Flores
  • Vanessa M Ochoa
  • Vanessa Ochoa

View on SEC IAPD

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