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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-03 |
Branch Locations
Playa Del Rey, CA • United States
2000 Avenue Of The Stars 7Th Floor, Los Angeles, CA 90067 • United States
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bma Securities, Llc | El Segundo | CA | 03/2016 | 10/2017 |
| Morgan Stanley | Beverly Hills | CA | 10/2017 | 11/2024 |
| Ubs Financial Services, Inc. | Los Angeles | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-03 |
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