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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-12-21
  • VA RA
    APPROVED
    Since 2016-12-21

Branch Locations

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

7119 Forest Hill Ave, Richmond, VA 23225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc North Chesterfield VA 02/2014 11/2016
Wells Fargo Bank Na North Chesterfield VA 12/2011 Present
Wells Fargo Clearing Services, Llc North Chesterfield VA 11/2016 Present
  • 02/2014 → 11/2016
    Wells Fargo Advisors, Llc
    North Chesterfield, VA
  • 12/2011 → Present
    Wells Fargo Bank Na
    North Chesterfield, VA
  • 11/2016 → Present
    North Chesterfield, VA
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; RICHMOND, VA; 100% OWNERSHIP; START 12/1/2018; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; CONDO OWNER. PICKELHAUPT LLC, INV RELATED, NORTH CHESTERFIELD, VA, 100% OWNERHSIP, START 5/18/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-21
S63 Uniform Securities Agent State Law Examination 2014-06-19
  • S66 Uniform Combined State Law Examination
    2016-12-21
  • S63 Uniform Securities Agent State Law Examination
    2014-06-19

View on SEC IAPD

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