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Nw Corner Ocean Avenue And Mission Street Second Level, Carmel By The Sea, CA 93921 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-22 |
| FL | RA | APPROVED | 2026-05-12 |
| CO | RA | APPROVED | 2026-04-06 |
| MD | RA | APPROVED | 2025-12-05 |
| CT | RA | APPROVED | 2025-07-07 |
| OH | RA | APPROVED | 2025-04-29 |
| VA | RA | APPROVED | 2025-03-10 |
| PA | RA | APPROVED | 2025-02-19 |
| NV | RA | APPROVED | 2025-02-18 |
| NY | RA | APPROVED | 2025-02-18 |
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2023-04-12 |
Branch Locations
Nw Corner Ocean Avenue And Mission Street Second Level, Carmel By The Sea, CA 93921 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Argo Duo | San Diego | CA | 01/2008 | Present |
| Room To Room Ii | San Diego | CA | 01/2007 | 12/2019 |
| Room To Room, Llc | San Diego | CA | 01/2004 | Present |
| Farmers Financial Solutions | San Diego | CA | 03/2014 | 09/2019 |
| Farmers Insurance | San Diego | CA | 01/2014 | 09/2019 |
| Financial Sense Securities, Inc. | San Diego | CA | 10/2019 | 03/2023 |
| Dale Walker Insurance Agency, Inc. | San Diego | CA | 01/2015 | Present |
| Thepartners Wealth Management | Carmel By The Sea | CA | 04/2023 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2023 | Present |
DALE WALKER INSURANCE AGENCY, INC., INVESTMENT RELATED: YES, 6227 LAKE BADIN AVE, SAN DIEGO, CA, 92119, AGENT, 100% OWNER AND START DATE OF 01/2015. 10 HOURS A MONTH. ROOM TO ROOM LLC, PO BOX 608 SAN MARCOS CA 92078. STARTED 01/2004, STUDENT HOUSING, NOT INVESTMENT RELATED, NATURE OF BUSINESS: STUDENT HOUSING/RENTAL PROPERTIES, 1 HOUR PER MONTH, 20% INTEREST GENERAL PARTNER. ARGO DUO LLC, PO BOX 608 SAN MARCOS, 92078, GENERAL MANAGER, NATURE OF BUSINESS: PROPERTY MANAGER - STUDENT RESIDENCE HALL, ONE HOUR PER MONTH. SAN DIEGO COUNTY JUNIOR GOLF, JUNIOR GOLF ASSOCIATION, 01/2015, 2851 CAMINO DEL RIO SOUTH SAN DIEGO CA, DIRECTOR, BOARD MEMBER DALE WALKER POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2018 ADDRESS: Escondido CA 92029, United States DESCRIPTION: Licensed Ins. Agent appointed with various Ins. Companies Sell Insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-26 |
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