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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-04
TX RA APPROVED 2022-04-01
  • CA RA
    APPROVED
    Since 2022-04-04
  • TX RA
    APPROVED
    Since 2022-04-01

Branch Locations

Garden Grove, CA • United States

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 09/2018 07/2020
Lendus Newport Beach CA 05/2018 09/2018
Supreme Lending Costa Mesa CA 11/2017 05/2018
Sovereign Lending Group Costa Mesa CA 04/2016 11/2017
Bank Of America, N.A. Newport Beach CA 09/2018 07/2020
Newport Aquatic Center Newport Beach CA 06/2018 08/2018
Morgan Stanley Newport Beach CA 07/2020 04/2022
Morgan Stanley Private Bank, N.A New York NY 08/2020 04/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 04/2022 Present
Bank Of America, N.A. Newport Beach CA 04/2022 Present
  • 09/2018 → 07/2020
    Newport Beach, CA
  • 05/2018 → 09/2018
    Lendus
    Newport Beach, CA
  • 11/2017 → 05/2018
    Supreme Lending
    Costa Mesa, CA
  • 04/2016 → 11/2017
    Sovereign Lending Group
    Costa Mesa, CA
  • 09/2018 → 07/2020
    Bank Of America, N.A.
    Newport Beach, CA
  • 06/2018 → 08/2018
    Newport Aquatic Center
    Newport Beach, CA
  • 07/2020 → 04/2022
    Newport Beach, CA
  • 08/2020 → 04/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 04/2022 → Present
    Newport Beach, CA
  • 04/2022 → Present
    Bank Of America, N.A.
    Newport Beach, CA
Previous Registrations
Other Businesses

I*1446284 Entity Type: Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: Mammoth Lakes, CA 93546 Position, title, association: Co-owner with other family members Start date of relationship: 9/18/2023 Number of hours devoted: 10 hours Monthly Number of hours devoted during trading hours: 0 Duties: Co-owner of rental property I*: 2378258 Entity Type: For Profit Name of OBA: McCutcheon Physician Assistant Inc. Address: Los Alamitos, CA 90720 Investment Related: No Position, Title, Association: Treasurer Employee Start Date: 05/01/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: My wife is a Physician Assistant. This entity will be used for her to collect income from the services rendered by being a PA. Our family trust will be the owner of the entity

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2019-09-27
Other Names
  • Nicholes Gilbert Mccutcheon
  • Nick Mccutcheon
  • Nicholas Mccutcheon
  • Nicholas Gilbert Mccutcheon

View on SEC IAPD

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