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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-04 |
| TX | RA | APPROVED | 2022-04-01 |
Branch Locations
Garden Grove, CA • United States
520 Newport Center Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 09/2018 | 07/2020 |
| Lendus | Newport Beach | CA | 05/2018 | 09/2018 |
| Supreme Lending | Costa Mesa | CA | 11/2017 | 05/2018 |
| Sovereign Lending Group | Costa Mesa | CA | 04/2016 | 11/2017 |
| Bank Of America, N.A. | Newport Beach | CA | 09/2018 | 07/2020 |
| Newport Aquatic Center | Newport Beach | CA | 06/2018 | 08/2018 |
| Morgan Stanley | Newport Beach | CA | 07/2020 | 04/2022 |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2020 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 04/2022 | Present |
| Bank Of America, N.A. | Newport Beach | CA | 04/2022 | Present |
I*1446284 Entity Type: Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: Mammoth Lakes, CA 93546 Position, title, association: Co-owner with other family members Start date of relationship: 9/18/2023 Number of hours devoted: 10 hours Monthly Number of hours devoted during trading hours: 0 Duties: Co-owner of rental property I*: 2378258 Entity Type: For Profit Name of OBA: McCutcheon Physician Assistant Inc. Address: Los Alamitos, CA 90720 Investment Related: No Position, Title, Association: Treasurer Employee Start Date: 05/01/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: My wife is a Physician Assistant. This entity will be used for her to collect income from the services rendered by being a PA. Our family trust will be the owner of the entity
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-27 |
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