Brian Emmett Williams

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-07-17
TX	RA	APPROVED	2024-07-17

NY RA
APPROVED

Since 2024-07-17
TX RA
APPROVED

Since 2024-07-17

Branch Locations

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Chicago	IL	05/2014	Present
Jpmorgan Chase Bank Na	Chicago	IL	07/2012	Present

05/2014 → Present

J.P. Morgan Securities Llc

Chicago, IL
07/2012 → Present

Jpmorgan Chase Bank Na

Chicago, IL

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-07-16
S63	Uniform Securities Agent State Law Examination	2014-09-13

S65 Uniform Investment Adviser Law Examination

2024-07-16
S63 Uniform Securities Agent State Law Examination

2014-09-13