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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-07-09
TX RA APPROVED_RES 2020-06-26
  • IL RA
    APPROVED
    Since 2020-07-09
  • TX RA
    APPROVED_RES
    Since 2020-06-26

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

540 W Madison St Ci Client Management, Chicago, IL 60661 • United States

Glendale Heights, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Lombard IL 02/2014 06/2020
Jpmorgan Chase Bank Glen Ellyn IL 09/2012 01/2018
Once Upon A Mile Glendale Heights IL 07/2016 Present
Jpmorgan Chase Bank, N.A. Lombard IL 01/2018 06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 06/2020 Present
Bank Of America N.A. Oak Brook IL 07/2020 Present
Previous Registrations
  • 2017-09-07 → 2020-07-09
    Glen Ellyn, IL
    Lombard, IL
    Lombard, IL
    Lombard, IL
    Lombard, IL
    Lombard, IL
    Lombard, IL
    Lombard, IL
    Lombard, IL
Other Businesses

I*3277267Entity Type: For ProfitName of OBA: Undiscover LLCAddress: Glendale Heights, IL 60139Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 07/11/2024Number of Hours: 2, WeeklyNumber of Hours during trading: 0Duties: Buying, selling, and trading Pokemon cards as a hobby Buying, selling and trading Pokemon cards when desired

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-31
S63 Uniform Securities Agent State Law Examination 2014-04-07
  • S66 Uniform Combined State Law Examination
    2017-08-31
  • S63 Uniform Securities Agent State Law Examination
    2014-04-07
Other Names
  • Mo Siddiqui
  • Mujtaba Siddiqui
  • Mujtaba Anwar Siddiqui

View on SEC IAPD

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