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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-08 |
| CA | RA | APPROVED | 2021-08-30 |
Branch Locations
444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Marina Del Rey | CA | 01/2011 | 08/2021 |
| Wells Fargo Advisors Llc | Marina Del Rey | CA | 02/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Marina Del Rey | CA | 11/2016 | 08/2021 |
| Morgan Stanley | Los Angeles | CA | 08/2021 | Present |
| Larchmont Bungalow Cafe | Los Angeles | CA | 07/2018 | Present |
*453708 - Larchmont Bungalow Cafe; Investment related - No; Los Angeles, California; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); 07/2018; During business hours: 0; After business hours: 32; Customer Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-15 |
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