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Karen L Green

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Peoria, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-07-22
CA RA APPROVED 2013-06-26
  • TX RA
    APPROVED
    Since 2013-07-22
  • CA RA
    APPROVED
    Since 2013-06-26

Branch Locations

14100 N 83Rd Ave, Peoria, AZ 85381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sun City AZ 06/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-18
  • S66 Uniform Combined State Law Examination
    2013-06-18
Other Names
  • Karen Green
  • Karen Lynn Kottke
  • Karen Lynn Green

View on SEC IAPD

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