Isaac Michael Sullivan

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-29
WA	RA	APPROVED	2023-06-29

TX RA
APPROVED_RES

Since 2023-06-29
WA RA
APPROVED

Since 2023-06-29

Branch Locations

Ellensburg, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Girard Securities	San Diego	CA	04/2016	11/2017
Cetera Wealth Services, Llc	El Segundo	CA	11/2017	Present
Isaac Sullivan Financial	Ellensburg	WA	09/2022	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

04/2016 → 11/2017

Girard Securities

San Diego, CA
11/2017 → Present

Cetera Wealth Services, Llc

El Segundo, CA
09/2022 → Present

Isaac Sullivan Financial

Ellensburg, WA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2016-04-01 → 2017-11-01

Girard Securities, Inc.

Eugene, OR

Ellensburg, WA

San Diego, CA

Ellensburg, WA
2014-09-15 → 2016-04-04

Edward Jones

St Louis, MO

Eugene, OR

Eugene, OR

Eugene, OR

Other Businesses

1.NAME OF OTHER BUSINESS: ISULLIVANFINANCIAL.COM INVESTMENT RELATED: YES ADDRESS: 406 S DELTA STREET ELLENSBURG, WA 98926 NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: APRIL 1, 2016 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE INSURANCE AND FINANCIAL SERVICES 2.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: APRIL 1, 2016 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; 3. NAME OF OTHER BUSINESS: ISAAC SULLIVAN FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: KITTITAS COUNTY YOUTH BASKETBALL CLUB; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: YOUTH SPORT CLUB; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: ORGANIZE & MANAGE CLUB GOALS & EXPECTATIONS, DISCUSS FINANCIAL DECISIONS & ASSIST IN FURTHER EDUCATION OF PARENTS & COACHES; 5. NAME OF OTHER BUSINESS: KC WILDCATS YOUTH BASKETBALL CLUB, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: YOUTH BASKETBALL ORGANIZATION; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SKILLS TRAINING, TEAM PRACTICES, TOURNAMENT PARTICIPATION FOR BOYS AND GIRLS, OVERSEE ADMINISTRATIVE OPERATIONS, COORDINATING VOLUNTEER COACHES, MANAGING TEAM REGISTRATION, GYM RENTALS AND PARENT COMMUNICATION ;