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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-07-12 |
Branch Locations
Wilmington, NC • United States
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Airlines | Dallas | TX | 02/2000 | Present |
| Triad Advisors, Inc. | Norcross | GA | 04/2016 | 06/2019 |
| Calton & Associates, Inc. | Wilmington | NC | 06/2019 | Present |
No. 1) Name of Business: American Airlines. Non-Investment related. Address: Charlotte Douglas International Airport, 5501 Josh Birmingham Pkwy, Charlotte, NC 28208. Nature of Business: Pilot. Position/Title/Relationship: First Officer. Start Date: 02/14/2000. Hours per month: 90. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Fly commercial passenger operations for Domestic and International destinations. No. 2) Name of Business: DBA Providence Investment Advisors, LLC. Investment related. Address: 3821 Gillette Dr, Wilmington, NC 28403. Nature of Business: Investment Advisor Representative. Position/Title/Relationship: IAR. Start Date: 05/01/2019. Hours per month: 160. Hours per month during/ Securities trading hours: 40. Duties/Responsibilities: Commission and fee based. Manage administrative requirements.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-06 |
| S66 | Uniform Combined State Law Examination | 2016-08-03 |
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