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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-08-31
  • PA RA
    APPROVED
    Since 2015-08-31

Branch Locations

601 Bethlehem Pike, Montgomeryville, PA 18936 • United States

Doylestown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Montgomeryville PA 06/2015 Present
Thomas Mcguire - Thrivent Financial Appleton WI 09/2015 03/2017
Thrivent Financial Appleton WI 03/2017 Present
  • 06/2015 → Present
    Montgomeryville, PA
  • 09/2015 → 03/2017
    Thomas Mcguire - Thrivent Financial
    Appleton, WI
  • 03/2017 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-08-29
S65 Uniform Investment Adviser Law Examination 2013-10-03
  • S63 Uniform Securities Agent State Law Examination
    2015-08-29
  • S65 Uniform Investment Adviser Law Examination
    2013-10-03

View on SEC IAPD

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