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24 West 40Th Street 15Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-03-15 |
Branch Locations
24 West 40Th Street 15Th Floor, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ftb Advisors, Inc. | Nashville | TN | 11/2015 | Present |
| Ritholtz Wealth Management | New York | NY | 02/2022 | Present |
Hollis Holdings, LLC Not investment-related Address: Nashville, TN Nature: Real estate/construction Position: Majority owner Start date: 10/2021 5-10 hrs/month 0 hours during securities trading hours Duties: Assist with administrative duties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-03 |
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