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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2021-08-06 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED | 2015-01-21 |
Branch Locations
43 Broadway Ste 2-8, Saranac Lake, NY 12983 • United States
35 Railroad Row Ste 409, White River Junction, VT 05001 • United States
South Royalton, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Austin | TX | 01/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Saranac Lake | NY | 03/2020 | Present |
Business Ownership; Rancho Burrito Inc.; to pay staff and lease office space; Consulting; 43 Broadway Suite 2-8, , Saranac Lake, NY, 12983; Not Investment-Related; 06/06/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Rancho Burrito Inc.; President - Purchasing Office Supplies, Paying staff and rent.; ; 43 Broadway 2-8, , Saranac Lake, NY, 12983; Not Investment-Related; 06/06/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-28 |
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