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Ernesto Guadalupe Mendoza

Blackridge Asset Management, LLC

El Paso, TX

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Current Employers
Blackridge Asset Management, Llc

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-04
  • TX RA
    APPROVED
    Since 2018-10-04

Branch Locations

El Paso, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2014 03/2017
Securities America, Inc. El Paso TX 03/2017 09/2018
Securities America Advisors El Paso TX 03/2017 09/2018
Peak Brokerage Services, Llc Palm Beach Gardens FL 10/2018 Present
Blackridge Asset Management Williamsville TX 10/2018 Present
  • 02/2014 → 03/2017
    St Louis, MO
  • 03/2017 → 09/2018
    Securities America, Inc.
    El Paso, TX
  • 03/2017 → 09/2018
    Securities America Advisors
    El Paso, TX
  • 10/2018 → Present
    Peak Brokerage Services, Llc
    Palm Beach Gardens, FL
  • 10/2018 → Present
    Blackridge Asset Management
    Williamsville, TX
Previous Registrations
  • 2017-03-10 → 2018-10-04
    Securities America Advisors, Inc.
    El Paso, TX
  • 2014-05-05 → 2017-03-14
    St Louis, MO
    El Paso, TX
    El Paso, TX
Other Businesses

1) American Insurance Services, Inc; Health Insurance Sales; Independent Contractor; Start Date: 3.1.18; Approx Hours Spent On Activity Per Month: 10; Approx Hours Spent On Activity Per Month During Trading Hours: 6 2) Blackridge Asset Management; IAR 3) Business Activity: Online watch sales new and used; Business Entity: self; Address: TX; Title: Retailer; Start Date: 02/2024; Approx. # of hours per month spent on activity: 15; Approx. # of hours spent during trading hours: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-25
  • S66 Uniform Combined State Law Examination
    2014-04-25
Other Names
  • Ernesto Mendoza
  • Ernesto Guadalupe Mendoza

View on SEC IAPD

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