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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-08 |
| MN | RA | APPROVED | 2023-01-20 |
Branch Locations
9742 Lyndale Ave S, Bloomington, MN 55420 • United States
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
5120 County Road 101, Minnetonka, MN 55345 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Chicago | IL | 09/2014 | 06/2017 |
| U.S. Bancorp Investments, Inc. | Plymouth | MN | 08/2017 | 01/2023 |
| U.S. Bank | Plymouth | MN | 08/2017 | 01/2019 |
| Wells Fargo Clearing Services, Llc | Wayzata | MN | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-17 |
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