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Erika Renae Agard

Aptus Financial, LLC

Windsor, CO

Little Rock, AR

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Current Employers
Aptus Financial, Llc

Little Rock, AR • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
CO RA APPROVED 2023-12-12
  • TX RA
    APPROVED
    Since 2025-01-03
  • CO RA
    APPROVED
    Since 2023-12-12

Branch Locations

Windsor, CO • United States

Little Rock, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2014 06/2017
Northwestern Mutual Investment Services Llc Fort Collins CO 05/2015 05/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2016 06/2017
Ryan Yoder Fort Collins CO 06/2017 01/2020
Lpl Financial Llc Loveland CO 02/2020 12/2023
Aptus Financial, Llc Windsor CO 12/2023 Present
Lpl Financial Llc Loveland CO 01/2021 12/2023
  • 04/2014 → 06/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2015 → 05/2017
    Northwestern Mutual Investment Services Llc
    Fort Collins, CO
  • 05/2016 → 06/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2017 → 01/2020
    Ryan Yoder
    Fort Collins, CO
  • 02/2020 → 12/2023
    Loveland, CO
  • 12/2023 → Present
    Windsor, CO
  • 01/2021 → 12/2023
    Loveland, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-26
S63 Uniform Securities Agent State Law Examination 2015-06-13
  • S65 Uniform Investment Adviser Law Examination
    2021-01-26
  • S63 Uniform Securities Agent State Law Examination
    2015-06-13
Designations
Other Names
  • Erika Renae Agard

View on SEC IAPD

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