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Marlin M Thomas

LPl Enterprise, LLC

Cranberry Township, PA

Beaver, PA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

325 Beaver Street, Beaver, PA 15009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Pittsburgh PA 12/2013 11/2024
Prudential Insurance Company Of America Pittsburgh PA 12/2013 Present
Lpl Enterprise, Llc Beaver PA 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-19
S63 Uniform Securities Agent State Law Examination 2014-04-14
  • S65 Uniform Investment Adviser Law Examination
    2022-08-19
  • S63 Uniform Securities Agent State Law Examination
    2014-04-14

View on SEC IAPD

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