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Carrie Irene Yates

Hub Investment Partners, LLC

Carriere, MS

Austin, TX

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Current Employers
Hub Investment Partners, Llc

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-28
LA RA APPROVED 2022-01-07
MS RA APPROVED 2022-01-04
  • FL RA
    APPROVED
    Since 2024-10-28
  • LA RA
    APPROVED
    Since 2022-01-07
  • MS RA
    APPROVED
    Since 2022-01-04

Branch Locations

Carriere, MS • United States

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Cincinnati OH 06/2013 06/2017
Td Ameritrade, Inc. Covington LA 06/2017 01/2021
Hub Investment Partners, Llc Austin TX 02/2021 Present
Home Maker Lawrenceburg IN 01/2010 05/2021
  • 06/2013 → 06/2017
    Fidelity
    Cincinnati, OH
  • 06/2017 → 01/2021
    Td Ameritrade, Inc.
    Covington, LA
  • 02/2021 → Present
    Hub Investment Partners, Llc
    Austin, TX
  • 01/2010 → 05/2021
    Home Maker
    Lawrenceburg, IN
Previous Registrations
  • 2021-04-08 → 2021-12-31
    Hub Investment Partners, Llc
    Carriere, MS
    Austin, TX
  • 2018-02-27 → 2021-01-20
    Td Ameritrade, Inc.
    Covington, LA
    Metairie, LA
  • 2018-02-26 → 2021-01-20
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Covington, LA
    Metairie, LA
  • 2017-06-20 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2016-02-24 → 2017-06-19
    Strategic Advisers Llc
    Covington, KY
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-23
S63 Uniform Securities Agent State Law Examination 2014-04-21
  • S66 Uniform Combined State Law Examination
    2016-02-23
  • S63 Uniform Securities Agent State Law Examination
    2014-04-21
Other Names
  • Carrie Irene Willis

View on SEC IAPD

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