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Daniel Tang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA

Walnut Creek, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-26
CA RA APPROVED 2015-05-01
  • TX RA
    APPROVED
    Since 2016-07-26
  • CA RA
    APPROVED
    Since 2015-05-01

Branch Locations

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Walnut Creek, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Pittsburg CA 04/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburg CA 04/2015 Present
Previous Registrations
  • 2015-01-05 → 2015-04-21
    Msi Financial Services, Inc.
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-15
  • S66 Uniform Combined State Law Examination
    2014-09-15

View on SEC IAPD

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Annie Claire Klopstock
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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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