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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-01-26 |
Branch Locations
4120 N. Harlem Ave, Norridge, IL 60706 • United States
6401 North Harlem Avenue, Chicago, IL 60631 • United States
2425 W Schaumburg Rd, Schaumburg, IL 60194 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 09/2014 | 01/2022 |
| Bank Of America N.A. | Lake Forest | IL | 12/2014 | 01/2022 |
| Pnc Investments Llc | Niles | IL | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-13 |
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